Job Description
Join our dynamic compliance team at Omaha Financial Services and become a guardian of regulatory excellence. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while fostering a culture of integrity. This immediate hire opportunity offers competitive compensation, comprehensive benefits, and the chance to make a tangible impact in Omaha's thriving financial sector. If you're ready to elevate your career in compliance, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs across all business units
- Conduct risk assessments and internal audits to identify regulatory gaps
- Stay current with evolving regulations (FINRA, SEC, AML, etc.)
- Train staff on compliance policies and procedures
- Investigate and resolve compliance violations
- Prepare regulatory reports and documentation
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Excellent analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency with compliance management software
- Exceptional written and verbal communication abilities
- Ability to thrive in fast-paced, regulated environments