Job Description
Join our award-winning financial institution as a Compliance Officer and become a guardian of ethical excellence in the heart of Omaha. We're seeking a detail-oriented professional to navigate complex regulatory landscapes while driving our compliance program to new heights. Enjoy competitive compensation, comprehensive benefits, and a dynamic environment where your expertise directly shapes our industry-leading standards.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide guidance to stakeholders on regulatory requirements and best practices
- Investigate and resolve compliance violations with corrective action plans
- Stay current with evolving financial regulations through continuous research
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on compliance policies and ethical conduct standards
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 63/65 or 66 licensing required
- Advanced knowledge of AML, BSA, and SEC regulations
- Strong analytical skills with attention to detail
- Excellent communication and presentation abilities
- Experience with compliance management software (e.g., NICE Actimize, Thomson Reuters)
- Certified Regulatory Compliance Manager (CRCM) certification preferred