Job Description
Join Financial Integrity Group as a Compliance Officer and enjoy the stability of weekly pay while safeguarding our organization's regulatory integrity. We're seeking a detail-oriented professional to ensure adherence to federal, state, and industry regulations in our dynamic financial services environment. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact on our compliance framework.
At Financial Integrity Group, we value transparency and timely compensation. As a Compliance Officer, you'll receive bi-weekly paychecks with direct deposit options, ensuring financial stability and peace of mind. Our collaborative Greensboro office fosters professional growth while maintaining work-life balance.
Responsibilities
- Develop, implement, and monitor compliance programs to ensure adherence to FINRA, SEC, and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate potential violations and prepare detailed incident reports with corrective action plans
- Provide compliance training to staff across multiple departments
- Maintain accurate documentation of compliance activities and regulatory changes
- Collaborate with legal and executive teams on policy updates and regulatory responses
- Stay current with evolving financial regulations through continuous education
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- FINRA Series 63, 65, or 66 license required
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Advanced proficiency in compliance software and MS Office Suite
- Exceptional analytical and problem-solving skills
- Ability to communicate complex regulations clearly to non-technical stakeholders
- Proven track record of developing effective compliance frameworks