Job Description
Immediate Hire Opportunity: Compliance Officer in Pittsburgh, PA
Join Pittsburgh Financial Group as a Compliance Officer and play a critical role in ensuring regulatory adherence and ethical practices across our organization. We're seeking a detail-oriented professional to implement compliance frameworks, conduct risk assessments, and safeguard our operations. This is a full-time position with competitive compensation and benefits. Apply today to start your career in a dynamic, growth-oriented environment.
Responsibilities
- Develop and implement compliance policies aligned with federal regulations (FINRA, SEC, OCC)
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate regulatory inquiries and prepare detailed response documentation
- Provide compliance training to staff across departments
- Monitor legislative changes and update compliance protocols accordingly
- Collaborate with legal and internal audit teams on compliance initiatives
- Maintain accurate compliance records and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 24 or 26 license preferred
- Strong knowledge of federal banking regulations
- Exceptional analytical and problem-solving skills
- Proficiency with compliance management software
- Ability to communicate complex concepts to non-technical stakeholders
- Detail-oriented with meticulous documentation abilities