Job Description
Join Our Award-Winning Team in Portland! Global Financial Solutions Inc. is seeking a dynamic Compliance Officer to ensure regulatory adherence and mitigate risks in our thriving financial services hub. This pivotal role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in one of America's most vibrant cities.
As a key member of our risk management division, you'll collaborate with cross-functional teams to implement robust compliance programs while navigating complex federal regulations. Our Portland office fosters innovation and professional growth in a collaborative, fast-paced environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide regulatory guidance to business units on AML, KYC, and consumer protection laws
- Prepare and submit regulatory reports to federal and state authorities
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current on industry regulations through continuous research and professional development
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Professional certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of federal/state compliance regulations (FINRA, SEC, OCC)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with attention to detail
- Experience with compliance software (e.g., ComplianceEase, Adenza)
- Proven ability to work independently and manage competing priorities