Job Description
Join our award-winning compliance team at Global Financial Solutions Inc. in downtown Los Angeles. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all financial operations. This role offers a competitive salary, comprehensive benefits package, and a $15,000 sign-on bonus for qualified candidates. You'll work in a collaborative environment with industry experts while making a tangible impact on our regulatory framework.
Why join us? Our Los Angeles headquarters features modern amenities, flexible work arrangements, and opportunities for professional growth in the thriving financial sector. We pride ourselves on fostering an inclusive culture where compliance excellence drives business success.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal regulations (SEC, FINRA, CFPB) and state requirements
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory changes and compliance protocols
- Collaborate with legal and audit teams to ensure consistent compliance standards
- Investigate potential violations and recommend corrective actions
- Stay current on evolving financial regulations through continuous research
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of SEC regulations, FINRA rules, and California financial laws
- Relevant certifications (CRCM, CAMS, CCEP) highly desirable
- Exceptional analytical and problem-solving abilities
- Experience with compliance software and risk management tools
- Excellent communication skills with ability to train diverse audiences
- Proven track record of implementing successful compliance programs