Job Description
Join our award-winning team as a Compliance Officer in sunny Tampa, FL! We're urgently seeking a detail-oriented professional to safeguard our financial operations against regulatory risks. This high-impact role offers competitive compensation, comprehensive benefits, and the chance to shape compliance strategies at a rapidly growing fintech leader. Apply today and start making an immediate impact!
Responsibilities
- Develop and implement robust compliance frameworks aligned with federal regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments across financial products
- Investigate and resolve compliance breaches with actionable recommendations
- Train staff on regulatory updates and ethical standards
- Collaborate with legal team on policy revisions and regulatory submissions
- Monitor industry trends to anticipate emerging compliance challenges
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years' compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) required
- Expert knowledge of FINRA/SEC regulations and AML protocols
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency in compliance software (e.g., ComplySci, MetricStream)