Job Description
Join our award-winning financial services team as a remote-friendly Compliance Officer in Cincinnati! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible work arrangements. Collaborate with cross-functional teams to develop robust compliance frameworks, mitigate risks, and maintain our industry-leading reputation. Enjoy competitive benefits, professional development, and the opportunity to shape compliance strategies in a dynamic environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, OCC) to update compliance policies
- Conduct internal audits and risk assessments across financial operations
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance violations with corrective action plans
- Liaise with external regulators during examinations and inquiries
- Implement AML/KYC procedures to prevent financial crimes
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Proficiency with compliance software (e.g., ComplianceEase, MetricStream)
- Strong understanding of federal banking regulations (e.g., Dodd-Frank)
- Exceptional analytical and problem-solving abilities
- Proven experience developing compliance training programs
- Remote work experience with self-management skills