Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Oakland, CA! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the financial services sector. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a fast-paced environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, CFPB) to update compliance policies
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and risk management teams on compliance frameworks
- Stay updated on industry trends to proactively address emerging risks
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., Dodd-Frank, CA Money Transmitter Act)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Experience with compliance software (e.g., MetricStream, LogicGate)
- Excellent written/verbal communication abilities