Job Description
Join our dynamic team at Global Financial Services Inc. as a Compliance Officer in Houston, TX. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This role offers significant career growth and the opportunity to shape our compliance framework while working with industry leaders.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare comprehensive regulatory reports and documentation
- Train staff on compliance policies and procedures
- Collaborate with legal and executive teams on regulatory changes
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Deep knowledge of banking regulations and anti-money laundering laws
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills