Job Description
Immediate Hire: Compliance Officer Opportunity in Philadelphia, PA
Join our dynamic financial services firm as a Compliance Officer and make an immediate impact on regulatory adherence. We're seeking a detail-oriented professional to ensure our operations align with federal and state regulations, with a focus on anti-money laundering (AML) and consumer protection. Enjoy a competitive salary, comprehensive benefits, and the chance to work in Philadelphia's thriving financial district. Apply today and start your rewarding compliance career tomorrow!
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits for financial products and services
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and prepare regulatory reports
- Collaborate with legal and audit teams to ensure continuous compliance
- Maintain detailed documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Strong knowledge of federal banking regulations (Banks Secrecy Act, Dodd-Frank)
- Exceptional analytical and problem-solving abilities
- Proficient in compliance management software (e.g., Smarsh, NASBA)
- Excellent written and verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environment