Job Description
Join our dynamic compliance team as a Compliance Officer in Kansas City, MO! You'll be instrumental in safeguarding our organization's integrity by ensuring adherence to federal regulations (FINRA, SEC, OCC) and internal policies. This role offers hybrid flexibility and career growth opportunities within a nationally recognized financial institution.
Responsibilities
- Monitor and interpret regulatory changes to update compliance frameworks
- Conduct risk assessments and internal audits across banking operations
- Develop and deliver compliance training for 200+ employees
- Investigate potential violations and prepare regulatory reporting
- Collaborate with legal and audit teams on remediation plans
- Manage AML/BSA program testing and suspicious activity reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Expert knowledge of federal banking regulations
- Strong analytical and investigative skills
- Experience with compliance management systems (e.g., RSA Archer)
- Excellent written/verbal communication abilities