Job Description
Join our dynamic compliance team at SecureCom Solutions Inc., a leading financial services firm in Colorado Springs. We're seeking a meticulous Compliance Officer to safeguard our operations while driving ethical excellence in a rapidly evolving regulatory landscape. This hybrid role combines strategic oversight with hands-on implementation of compliance frameworks. Enjoy comprehensive benefits, professional development opportunities, and a collaborative culture that values integrity and innovation.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare regulatory reports and maintain meticulous documentation
- Train staff on compliance policies and ethical standards
- Collaborate with legal and audit teams on compliance initiatives
- Stay updated on regulatory changes and advise leadership on implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Proficiency in compliance management software (e.g., Diligent, OneTrust)