Job Description
Join our dynamic compliance team as a Compliance Officer in Pittsburgh! We provide all necessary equipment including laptops, ergonomic workstations, and specialized compliance software to ensure your success. This role is critical to maintaining regulatory adherence and fostering a culture of integrity across our organization. Enjoy competitive benefits, professional development opportunities, and a supportive work environment in Pittsburgh's thriving financial district.
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance with federal, state, and industry standards
- Develop, implement, and maintain comprehensive compliance programs and policies
- Conduct internal audits and risk assessments to identify compliance gaps
- Train staff on compliance procedures and regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and department heads to address compliance challenges
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Pennsylvania state regulations
- Excellent analytical skills with attention to detail
- Professional certifications (CRCM, CAMS, or CCEP) highly valued
- Proficient in compliance software and MS Office Suite
- Exceptional communication and presentation skills
- Ability to work independently and manage multiple priorities