Job Description
Urgent Hiring Alert: Join our dynamic team at Nevada Financial Solutions as a Compliance Officer in Reno, NV! We're seeking a detail-oriented professional to safeguard regulatory integrity and drive ethical operations in our fast-paced financial services environment. This is your chance to make an immediate impact in a high-growth organization with competitive benefits and career advancement opportunities. Apply today to become part of our compliance excellence journey!
Responsibilities
- Monitor and ensure adherence to federal/state regulations (FINRA, SEC, NMLS) across all business operations
- Develop, implement, and maintain robust compliance policies and procedures
- Conduct regular risk assessments and internal audits with actionable recommendations
- Investigate and resolve compliance violations with thorough documentation
- Deliver targeted compliance training to staff across all departments
- Act as primary liaison with regulatory bodies during examinations
- Stay ahead of regulatory changes through continuous market research
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- Minimum 3+ years compliance experience in financial services or regulated industry
- Active CRCM, CAMS, or CCEP certification required
- Expert knowledge of federal/state banking and lending regulations
- Advanced analytical skills with data-driven decision-making ability
- Exceptional written/verbal communication and presentation skills
- Proficiency in compliance management software (e.g., OnBase, Wolters Kluwer)
- Proven track record of successful regulatory examination outcomes