Job Description
Join our dynamic compliance team in sunny St. Petersburg, FL and start making an impact immediately! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our financial operations. This urgent opening offers a rare opportunity to begin your career tomorrow in a supportive, growth-oriented environment.
As a Compliance Officer, you'll safeguard our organization against regulatory violations while maintaining ethical standards. You'll collaborate with cross-functional teams to implement robust compliance frameworks, conduct thorough audits, and stay ahead of evolving regulations. This role is perfect for proactive professionals who thrive in fast-paced settings.
Why Apply Today? Enjoy competitive benefits, flexible scheduling options, and the chance to work in St. Petersburg's vibrant waterfront district. We prioritize professional development and offer clear pathways for advancement.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Train employees on compliance policies, procedures, and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current on industry regulations through continuous research and professional development
- Collaborate with legal and finance teams to ensure regulatory alignment
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical skills with attention to detail
- Professional certifications (CRCM, CAMS, CCEP) highly valued
- Exceptional written and verbal communication skills
- Proficiency in compliance software and data analysis tools
- Ability to prioritize tasks and meet deadlines in a fast-paced environment