Job Description
Join our dynamic team as a Compliance Officer with flexible hours in Greensboro, NC! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. This role offers remote flexibility with occasional on-site requirements, perfect for candidates needing adaptable scheduling. You'll be the guardian of our ethical standards, working in a collaborative environment where your expertise drives organizational integrity.
Responsibilities
- Monitor regulatory changes and implement compliance protocols across financial operations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Develop and deliver employee training on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal team to ensure adherence to federal and state regulations
- Maintain accurate documentation of compliance activities and policies
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and NC banking regulations
- Excellent analytical skills with attention to detail
- Certified Compliance & Ethics Professional (CCEP) preferred
- Proficient in compliance management software (e.g., RSA Archer, LogicGate)
- Exceptional communication skills for stakeholder interactions
- Ability to work independently with flexible scheduling