Job Description
Join Nevada Financial Solutions as a Compliance Officer and become a guardian of regulatory excellence in the heart of Las Vegas! We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity. Enjoy competitive compensation, comprehensive benefits, and the opportunity to work in one of America's most dynamic cities. If you're passionate about compliance and thrive in fast-paced environments, apply today to shape our compliance framework and drive organizational success.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Nevada state regulations
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Provide expert guidance to departments on regulatory requirements and policy updates
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed regulatory reports and disclosures for senior leadership
- Stay current on evolving financial regulations through continuous research
- Train staff on compliance protocols and ethical standards
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or gaming industries
- FINRA Series 7, 24, or 63 licenses required
- Expert knowledge of AML, BSA, and NRS 463 regulations
- Strong analytical skills with attention to detail
- Proficient in compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Exceptional written and verbal communication skills
- Ability to work independently and manage competing priorities