Job Description
Join our dynamic team at Laredo Financial Group as a Compliance Officer and become a guardian of regulatory excellence in the heart of South Texas. We're seeking a meticulous professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity and risk mitigation. This pivotal role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks for a growing financial institution in one of America's most vibrant border communities.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, OCC) to implement updated compliance protocols
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver training programs for staff on regulatory requirements
- Investigate potential violations and recommend corrective actions
- Maintain detailed compliance documentation and reporting systems
- Collaborate with legal and executive teams on policy development
- Ensure adherence to AML/KYC and anti-fraud procedures
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Relevant certifications (e.g., CRCM, CAMS, CCEP)
- Strong knowledge of banking regulations and industry standards
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance software and reporting tools
- Bilingual English/Spanish preferred
- Ability to thrive in a fast-paced, cross-border environment