Job Description
Join our dynamic team as a Compliance Officer in Philadelphia, PA, and enjoy the benefit of weekly pay! This role is critical for ensuring our organization adheres to federal, state, and industry regulations while fostering a culture of ethical compliance. You'll collaborate with cross-functional teams to develop robust compliance frameworks, conduct risk assessments, and implement monitoring procedures. With competitive compensation, comprehensive benefits, and a supportive work environment, this is your opportunity to advance your career in a thriving financial hub.
Responsibilities
- Monitor regulatory changes and update compliance policies/procedures accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for all staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Collaborate with legal and HR departments on compliance initiatives
- Ensure adherence to AML, KYC, and SEC regulations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., FINRA, SEC, CFPB)
- Proficiency with compliance management software (e.g., RSA Archer, OnBase)
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulatory requirements
- Strong written and verbal communication skills
- Certifications (CRCM, CAMS) preferred