Job Description
Join our dynamic team as a Compliance Officer at Global Financial Solutions Inc., where integrity meets innovation. We're seeking a meticulous professional to safeguard our regulatory framework in the heart of Columbus, OH. This direct hire opportunity offers competitive compensation, comprehensive benefits, and a collaborative environment where your expertise will shape our compliance culture. If you're passionate about ensuring operational excellence and regulatory adherence, apply today to become a cornerstone of our financial integrity.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare and submit regulatory reports to state and federal authorities
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on regulatory changes
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation
- Deep knowledge of FINRA rules, SEC regulations, and AML laws
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Excellent communication and presentation abilities
- Ability to manage multiple priorities in a fast-paced environment