Job Description
Join our dynamic compliance team as a Compliance Officer in Sacramento, CA! We're offering a competitive salary plus a $10,000 sign-on bonus for qualified candidates who start by December 31, 2023. As a key member of our regulatory affairs division, you'll ensure adherence to federal and state financial regulations while driving ethical business practices. Our collaborative environment offers growth opportunities and a comprehensive benefits package including health insurance, 401(k) matching, and professional development stipends.
Responsibilities
- Monitor and interpret regulatory changes (Dodd-Frank, BSA, AML) affecting financial operations
- Conduct internal audits and risk assessments across business units
- Develop and implement compliance policies and control frameworks
- Train staff on regulatory requirements and ethical standards
- Investigate potential compliance breaches and recommend corrective actions
- Prepare regulatory reports for state and federal agencies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- CFRP, CCEP, or CAMS certification strongly preferred
- Deep knowledge of California financial regulations
- Proficient in compliance software (e.g., OnBase, Compliance 360)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Ability to manage competing priorities in a fast-paced environment