Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Portland, OR! Northwest Financial Solutions is seeking a detail-oriented professional to ensure regulatory compliance across all operations. This critical role requires proactive risk management and a passion for ethical standards. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a fast-paced financial environment. Apply today to join our innovative team dedicated to excellence and integrity.
Responsibilities
- Monitor and implement compliance with federal, state, and financial regulations (e.g., FINRA, SEC)
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and maintain robust compliance policies and procedures
- Provide training to staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on compliance strategy
- Stay updated on regulatory changes and communicate implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML requirements
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to thrive in deadline-driven environments
- Proficiency with compliance software and MS Office Suite