Job Description
Join our dynamic finance team as an immediate-hire Compliance Officer in sunny Chula Vista! We're seeking a detail-oriented professional to safeguard our operations while ensuring adherence to evolving financial regulations. This hybrid role offers competitive compensation, comprehensive benefits, and the chance to make an immediate impact in a growing organization.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FCRA, GLBA, etc.)
- Conduct internal audits and risk assessments for financial processes
- Investigate and resolve compliance violations with corrective action plans
- Train staff on regulatory requirements and ethical standards
- Prepare detailed compliance reports for executive stakeholders
- Monitor industry trends and update policies proactively
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA, SEC, and California DBO regulations
- Professional certifications (CRCM, CCEP) preferred
- Exceptional analytical and documentation skills
- Ability to thrive in fast-paced regulatory environments