Job Description
Join our dynamic team at Global Financial Partners Inc. as a Compliance Officer and start making an impact tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical business practices in Atlanta's thriving financial sector. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment where your expertise will shape our compliance framework. Apply today to begin your career journey immediately!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and update compliance policies accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Develop and deliver compliance training programs for all staff
- Prepare regulatory reports and maintain accurate documentation
- Collaborate with legal and business teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Excellent analytical and problem-solving abilities
- Professional certifications (CRCM, CAMS, or CCEP) a plus
- Exceptional written communication and report-writing skills
- Ability to prioritize tasks in a fast-paced environment