Job Description
Join Milwaukee Financial Group as a Compliance Officer and receive a $10,000 sign-on bonus to kickstart your career! We're seeking a detail-oriented professional to ensure regulatory adherence while driving ethical business practices in our dynamic financial services environment. This role offers competitive compensation, comprehensive benefits, and growth opportunities within a top-tier Milwaukee institution.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, DFI) for compliance frameworks
- Conduct internal audits and risk assessments across banking operations
- Develop/implement compliance policies and training programs
- Collaborate with legal and business units on regulatory reporting
- Investigate potential compliance violations and recommend corrective actions
- Stay current on industry changes via continuing education
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 26/27 or SIE certification preferred
- Advanced knowledge of BSA/AML, Reg Z, and Fair Lending
- Proficient in compliance software (e.g., ComplySci, ACA)
- Strong analytical and communication skills