Job Description
Join our dynamic compliance team in Louisville, KY, and make a significant impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and drive ethical practices across all operations. With a competitive salary and a $10,000 sign-on bonus, this role offers exceptional growth opportunities in a thriving financial hub. If you're passionate about safeguarding organizations while advancing your career, apply today!
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FinCEN, SEC, etc.)
- Conduct internal audits and risk assessments for operational processes
- Train staff on compliance protocols and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on policy development
- Monitor industry trends to anticipate regulatory changes
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of KYC/AML, BSA, and anti-fraud regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software (e.g., RSA Archer)
- Excellent communication skills for stakeholder training