Job Description
Join our dynamic team in Chicago and become a guardian of regulatory excellence! We're urgently seeking a detail-oriented Compliance Officer to navigate the complex financial landscape. This critical role ensures adherence to federal regulations, mitigates risks, and safeguards our organization's reputation. If you thrive in high-stakes environments and possess a passion for precision, apply today to make an immediate impact in the heart of Chicago's financial district.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, CFTC) to update compliance frameworks
- Conduct thorough internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for 200+ employees
- Investigate and resolve regulatory inquiries and enforcement actions
- Prepare detailed compliance reports for executive stakeholders and regulators
- Collaborate with legal and business units to embed compliance into processes
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/CIA/CCEP preferred
- 5+ years in financial services compliance with Chicago market experience
- Expertise in AML, KYC, and anti-money laundering protocols
- Advanced proficiency in compliance software (e.g., MetricStream, ComplyAdvantage)
- Proven track record of managing regulatory examinations and audits
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and stakeholder management abilities