Job Description
We're urgently seeking a detail-oriented Compliance Officer to join our dynamic team in Reno, NV. This critical role ensures our operations adhere to federal, state, and industry regulations while safeguarding our clients' interests. If you thrive in high-stakes environments and possess a passion for regulatory integrity, we want to hear from you!
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, NMLS) to implement compliance protocols
- Conduct internal audits and risk assessments across financial products and services
- Develop and maintain compliance policies, procedures, and training programs
- Investigate and resolve compliance breaches with corrective action plans
- Liaise with legal, audit, and business units to align compliance initiatives
- Prepare regulatory reports and documentation for state/federal agencies
- Stay updated on emerging compliance risks and industry trends
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 5+ years of compliance experience in financial services or fintech
- Strong knowledge of banking regulations (e.g., BSA/AML, Fair Lending)
- Certifications preferred (CRCM, CAMS, or CCEP)
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software and data analysis tools
- Excellent communication skills for stakeholder collaboration
- Ability to thrive in fast-paced, deadline-driven environments