Job Description
Join our award-winning team immediately! Coastal Financial Group is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate financial risks. This urgent opening offers a competitive salary package in Virginia Beach's thriving financial district. If you're passionate about safeguarding organizational integrity while driving operational excellence, apply today!
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business units
- Conduct internal audits and risk assessments to identify potential violations
- Develop and deliver compliance training programs for 200+ employees
- Manage regulatory reporting requirements for federal and state agencies
- Collaborate with legal and executive teams on compliance strategy
- Investigate and resolve compliance violations with corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced analytical skills with attention to detail
- Experience with compliance management software (e.g., RSA Archer)
- Exceptional written and verbal communication abilities