Job Description
Join our dynamic team at Minneapolis Financial Services as an Urgently Hiring Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our operations. This critical role offers competitive compensation, growth opportunities, and the chance to make a real impact in Minnesota's thriving financial sector.
Why Apply Today? Our commitment to compliance excellence has earned us industry recognition, and we're expanding our team to meet growing demands. Enjoy a collaborative environment with flexible work arrangements and comprehensive benefits.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and banking laws
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical and problem-solving skills
- Proven ability to interpret complex regulations and communicate clearly
- Experience with compliance software and data analytics tools