Job Description
Join our dynamic compliance team at Coastal Compliance Solutions, where we're urgently seeking a dedicated Compliance Officer to safeguard our operations in Virginia Beach. As a key member of our risk management division, you'll ensure adherence to federal regulations (SOX, FCA, AML) while driving ethical business practices. We offer competitive compensation, comprehensive benefits, and a collaborative environment where your expertise makes a tangible impact. Apply today to join our mission of maintaining regulatory excellence!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with industry regulations
- Conduct internal audits to identify and mitigate compliance risks
- Prepare detailed reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current on evolving regulatory changes (FINRA, SEC, CFPB)
- Collaborate with legal and finance teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance/regulatory experience in financial services
- Strong knowledge of federal and state compliance regulations
- Relevant certifications (CRCM, CCEP, CAMS) highly desirable
- Exceptional analytical and problem-solving abilities
- Proficient with compliance software (e.g., RSA Archer, MetricStream)
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment