Job Description
Join our award-winning compliance team in Henderson, NV! We're urgently seeking a detail-driven Compliance Officer to safeguard our financial operations and regulatory integrity. This high-impact role offers competitive compensation, comprehensive benefits, and the chance to shape compliance frameworks in a dynamic environment. Don't miss this opportunity to advance your career in one of Nevada's fastest-growing financial hubs.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits for financial transactions
- Investigate and resolve compliance breaches with corrective action plans
- Train staff on regulatory requirements and ethical standards
- Prepare detailed reports for executive leadership and regulatory bodies
- Collaborate with legal teams on policy development and updates
- Stay current on evolving compliance legislation in financial services
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certification in CRCM, CAMS, or CCEP required
- Expertise in AML, BSA, and FINRA regulations
- Advanced analytical skills with regulatory interpretation ability
- Exceptional written and verbal communication abilities
- Proficiency in compliance software and data analytics tools
- Proven track record of managing complex compliance investigations