Job Description
Join our award-winning compliance team in Sacramento, CA and unlock your career potential with an exclusive $15,000 sign-on bonus! As a Compliance Officer at Regulatory Excellence Group, you'll be instrumental in safeguarding our financial institution's integrity while driving regulatory excellence. We offer competitive compensation, comprehensive benefits, and a dynamic work environment where your expertise directly impacts our success. If you're passionate about compliance, ready to make a difference, and seeking a rewarding opportunity in California's capital, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (BANK SECRECY ACT, AML, Fair Lending)
- Conduct thorough risk assessments and internal audits across all banking operations
- Train staff on regulatory requirements and compliance best practices
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal, audit, and business units to ensure regulatory adherence
- Stay current on evolving compliance regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Experience with compliance management software (e.g., ComplySci, NASBA)
- Proven track record of implementing successful compliance programs