Job Description
Join our award-winning compliance team at Global Financial Services Inc. and lead critical regulatory initiatives in the heart of Charlotte's thriving financial district. We're seeking a dynamic Senior Compliance Officer to design, implement, and monitor robust compliance frameworks that protect our organization while driving ethical excellence. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a collaborative environment.
Responsibilities
- Develop and maintain compliance programs aligned with federal regulations (Dodd-Frank, FINRA, SEC)
- Conduct risk assessments and internal audits across banking operations
- Train staff on AML, KYC, and anti-braud protocols
- Collaborate with legal and audit teams to resolve compliance issues
- Monitor regulatory changes and update policies accordingly
- Lead investigations of compliance violations
- Report findings to senior leadership and regulatory bodies
Qualifications
- 8+ years in financial compliance with 3+ years in leadership roles
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation
- Deep knowledge of banking regulations and risk management frameworks
- Experience with compliance software (e.g., Nasdaq Comply, Thomson Reuters
- Strong analytical skills and attention to detail
- Excellent communication and presentation abilities
- Ability to thrive in fast-paced, high-stakes environments