Job Description
Join our dynamic team as a Senior Compliance Officer at Global Financial Solutions Group, where we champion regulatory excellence in the heart of Detroit's financial district. You'll be pivotal in safeguarding our operations against evolving compliance landscapes while driving ethical business practices. Enjoy a competitive compensation package, comprehensive benefits, and opportunities for professional growth in a Fortune 500 environment.
We're seeking a detail-oriented professional to navigate complex regulatory frameworks and implement robust compliance programs. If you're passionate about integrity and thrive in fast-paced financial settings, this role offers unparalleled career advancement.
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and federal regulations
- Conduct thorough internal audits and risk assessments across financial products
- Lead regulatory reporting initiatives and ensure timely submission to governing bodies
- Train staff on compliance protocols and emerging regulatory changes
- Collaborate with legal and executive teams to mitigate compliance risks
- Monitor industry trends and propose strategic compliance enhancements
- Manage vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications required
- Expertise in AML, BSA, and Dodd-Frank regulations
- Strong analytical skills with attention to regulatory nuances
- Experience with compliance software (e.g., OnBase, NICE Actimize)
- Proven track record of developing compliance frameworks
- Excellent written/verbal communication skills