Job Description
Join Milwaukee's leading financial institution as a Senior Compliance Officer and lead our regulatory compliance initiatives. We offer a competitive compensation package, comprehensive benefits, and opportunities for career advancement in a dynamic environment. As a key member of our risk management team, you'll ensure adherence to federal and state regulations while shaping our compliance framework.
Why Apply?
- Competitive salary with performance bonuses
- Comprehensive health/dental/vision benefits
- 401(k) with company match
- Professional development stipend
- Hybrid work arrangement
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits for financial products and services
- Lead AML/BSA monitoring investigations and SAR filing processes
- Train staff on regulatory requirements and compliance best practices
- Collaborate with legal and business units on compliance initiatives
- Manage compliance reporting to executive leadership and regulatory bodies
- Stay updated on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- CAMS or CRCM certification required
- Deep knowledge of federal/state banking regulations
- Strong analytical and problem-solving skills
- Experience with compliance management software (e.g., NICE Actimize)
- Excellent written/verbal communication abilities
- Ability to thrive in a fast-paced, regulated environment