Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm headquartered in Detroit. We seek a meticulous Senior Compliance Officer to ensure adherence to federal regulations (Dodd-Frank, AML), internal policies, and industry standards. This hybrid role offers competitive benefits, professional development, and the chance to shape our compliance framework in a rapidly evolving financial landscape.
Responsibilities
- Monitor regulatory changes (SEC, FINRA, CFPB) and implement compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop training programs for staff on compliance policies and procedures
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and audit teams on regulatory reporting
- Manage compliance documentation and reporting to executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Strong knowledge of Michigan financial regulations
- Advanced proficiency in compliance software (e.g., Actimize, NASD)
- Exceptional analytical and problem-solving skills
- Excellent written/verbal communication abilities