Job Description
Join our award-winning financial institution as a Senior Compliance Officer and become a guardian of regulatory excellence in California's Central Valley. We offer a competitive compensation package, comprehensive benefits, and a collaborative environment where your expertise drives meaningful impact. This role presents an exceptional opportunity to shape compliance frameworks while advancing your career in one of America's most dynamic economic regions.
Responsibilities
- Develop, implement, and monitor robust compliance programs aligned with federal/state regulations (Dodd-Frank, BSA, AML)
- Conduct risk assessments and internal audits for financial products and operations
- Lead regulatory reporting and documentation for FINRA/FDIC requirements
- Train staff on compliance policies and emerging regulatory changes
- Collaborate with legal and audit teams to ensure adherence to regulatory standards
- Manage investigations of compliance violations and recommend corrective actions
- Stay current on regulatory updates through continuous research and industry networking
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certifications: CRCM, CAMS, or CCEP strongly preferred
- Expert knowledge of federal/state banking regulations and compliance frameworks
- Proven ability to interpret complex regulatory guidance and implement practical solutions
- Advanced analytical skills with experience in risk assessment methodologies
- Exceptional communication skills for training stakeholders and reporting to leadership
- Proficiency with compliance software and regulatory reporting tools