Job Description
Join our award-winning team as a Senior Compliance Officer at Delta Financial Group, a leading financial institution in Baton Rouge. We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical business practices. Enjoy competitive benefits, career growth opportunities, and a collaborative work environment in Louisiana's capital city. Apply today to become a guardian of integrity!
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FINRA, SEC, CFPB)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide regulatory guidance to departments on policy interpretation
- Prepare mandatory reports for regulatory authorities
- Train staff on compliance protocols and ethical standards
- Monitor industry changes to update compliance frameworks
- Manage vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Deep knowledge of banking regulations (Banks Secrecy Act, AML)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency with compliance software (e.g., OnBase, Wolters Kluwer)