Job Description
Join our elite compliance team at Atlantic Financial Partners, a leading financial services firm in Virginia Beach. We seek a Senior Compliance Officer to drive regulatory excellence and protect our clients' interests in a dynamic, high-stakes environment. Enjoy a competitive salary, comprehensive benefits, and opportunities for career advancement while working in Virginia's premier coastal city.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal (SEC, FINRA, CFPB) and state regulations
- Conduct thorough internal audits and risk assessments for financial products and services
- Prepare detailed regulatory reports and respond to examinations from regulatory bodies
- Train staff on compliance policies, procedures, and regulatory changes
- Collaborate with legal and senior leadership to mitigate compliance risks
- Manage vendor compliance relationships and third-party due diligence
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Active CCO (Chief Compliance Officer) or CRCM (Certified Regulatory Compliance Manager) certification
- Deep knowledge of SEC, FINRA, and Virginia state regulations
- Exceptional analytical skills with attention to detail
- Strong written and verbal communication abilities
- Experience managing compliance audits and regulatory inquiries