Job Description
Join Cincinnati's premier financial institution as a Senior Compliance Officer and lead our regulatory excellence initiatives. We're seeking a driven professional to ensure adherence to federal and state regulations while shaping our compliance framework. This high-impact role offers competitive compensation, comprehensive benefits, and career advancement in a thriving Midwestern market.
As a cornerstone of our risk management team, you'll collaborate with executives to implement cutting-edge compliance strategies. Cincinnati Financial Corporation provides a supportive environment where your expertise directly impacts organizational integrity and growth.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Ohio Department of Insurance regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Act as primary liaison with regulatory bodies during examinations
- Prepare comprehensive compliance reports for senior leadership
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 24, and 63/66 certifications required
- Strong knowledge of Dodd-Frank Act, AML, and KYC regulations
- Advanced analytical and problem-solving abilities
- Exceptional written and verbal communication skills
- Experience managing compliance audits and examinations
- Professional certification (CRCM, CAMS) highly valued