Job Description
Join Madison Financial Group's dynamic compliance team as we redefine regulatory excellence in the heart of Wisconsin. As a trusted financial services leader, we're seeking a detail-oriented Senior Compliance Officer to safeguard our operations and drive ethical business practices. Enjoy competitive benefits, hybrid work flexibility, and opportunities for professional growth in a supportive environment where your expertise directly impacts our success.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (SEC, FINRA, DFS)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide regulatory guidance to stakeholders on AML, BSA, and Fair Lending requirements
- Prepare and submit regulatory reports while maintaining meticulous documentation
- Train staff on compliance policies and emerging regulatory changes
- Collaborate with legal and audit teams to resolve compliance issues
- Stay updated on industry trends to proactively address regulatory shifts
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- FINRA Series 63/65 or 26 licenses required
- Advanced knowledge of AML/BSA and Dodd-Frank regulations
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., MetricStream, RiskVision)
- Excellent written/verbal communication skills
- Certified Regulatory Compliance Manager (CRCM) preferred