Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in the heart of Pittsburgh's thriving financial district. We're seeking a meticulous Senior Compliance Officer to design and implement robust compliance frameworks that protect our organization and clients in an ever-evolving regulatory landscape. This high-impact role offers competitive compensation, comprehensive benefits, and unparalleled growth opportunities within a Fortune 500 environment.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct in-depth risk assessments and internal audits to identify regulatory gaps
- Provide expert guidance to senior leadership on compliance implications of business initiatives
- Lead cross-functional teams to remediate compliance breaches and implement corrective actions
- Design and deliver compliance training programs for 500+ employees across multiple departments
- Stay ahead of emerging regulatory trends through continuous research and industry networking
- Prepare detailed compliance reports for board meetings and regulatory examinations
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree preferred
- 7+ years of compliance experience in financial services with FINRA/SEC regulations
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification required
- Proven expertise in AML, BSA, and anti-money laundering protocols
- Exceptional analytical skills with ability to interpret complex regulatory documents
- Strong experience with compliance automation tools and data analytics platforms
- Demonstrated leadership in managing compliance audits and investigations
- Excellent communication skills with ability to present complex concepts to diverse audiences