Job Description
Join Madison Financial Group as a Senior Compliance Officer and become a guardian of ethical excellence in Wisconsin's thriving financial hub. We're seeking a detail-oriented professional to navigate complex regulatory landscapes while driving our compliance framework to new heights. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment where your expertise shapes industry best practices.
Responsibilities
- Develop and implement compliance programs aligned with federal (SEC, FINRA, CFPB) and state regulations
- Conduct risk assessments and internal audits to identify compliance vulnerabilities
- Monitor regulatory updates and advise leadership on policy implications
- Train staff on compliance protocols and regulatory requirements
- Manage regulatory reporting and documentation processes
- Investigate potential compliance breaches and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's/JD preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Deep knowledge of SEC, FINRA, and Wisconsin state regulations
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., LogicGate, Compliance.ai)
- Exceptional communication and stakeholder management abilities