Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leading financial institution in Newark, NJ. We're seeking a meticulous Senior Compliance Officer to drive regulatory excellence and safeguard our operations in a high-stakes environment. This premium role offers unparalleled career growth and competitive compensation in the heart of New Jersey's financial hub.
Responsibilities
- Develop and implement robust compliance programs aligned with FINRA, SEC, and AML regulations
- Conduct high-stakes internal audits and regulatory examinations
- Lead enterprise-wide risk assessments for complex financial products
- Train senior management on regulatory changes and compliance protocols
- Manage regulatory reporting to federal and state authorities
- Chair compliance committees and executive risk reviews
Qualifications
- 7+ years in financial services compliance with FINRA/SEC expertise
- Advanced degree (JD, LLM, or MBA) preferred
- CAMS, CRCM, or CCEP certification required
- Proven track record in high-volume transaction monitoring
- Expertise in BSA/AML and OFAC regulations
- Experience managing compliance teams of 5+ professionals
- Exceptional analytical and strategic problem-solving abilities