Job Description
Join Pittsburgh's premier financial institution as a Senior Compliance Officer and lead our regulatory excellence initiatives. We seek a strategic professional to design, implement, and monitor compliance programs that align with federal regulations (SEC, FINRA, CFPB) while fostering a culture of integrity across 15+ business units. Enjoy hybrid work, comprehensive benefits, and opportunities to shape industry standards.
Responsibilities
- Develop and maintain enterprise-wide compliance frameworks for AML, KYC, and anti-fraud protocols
- Conduct risk assessments and internal audits with actionable remediation plans
- Advise executive leadership on regulatory changes impacting financial operations
- Train 200+ staff on compliance policies using LMS platforms
- Lead regulatory examinations and prepare documentation for FINRA/SEC audits
- Collaborate with legal team on policy revisions and enforcement actions
Qualifications
- 8+ years in financial services compliance with FINRA Series 24/26 licenses
- Advanced degree in Finance, Law, or related field required
- Expertise in BSA/AML, Dodd-Frank, and SEC Rule 15c3-5
- Experience managing compliance teams of 5+ professionals
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software (e.g., NICE Actimize, Oracle GRC)