Job Description
Join our dynamic compliance team as a remote-friendly Senior Compliance Officer in Albuquerque, NM. We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our financial operations. Enjoy flexible work arrangements while making a significant impact in a growing industry.
Why Albuquerque? Work from anywhere in the US while maintaining connection to our vibrant Southwest hub. Albuquerque offers a unique blend of affordability, cultural richness, and outdoor lifestyle - perfect for professionals seeking work-life balance.
Responsibilities
- Develop and implement compliance monitoring programs aligned with federal regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits across all business units
- Prepare comprehensive compliance reports for executive stakeholders and regulatory bodies
- Design and deliver staff training on regulatory updates and ethical standards
- Collaborate with legal team on policy revisions and regulatory changes
- Lead investigations of compliance violations and recommend corrective actions
- Maintain accurate documentation of compliance procedures and evidence
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Active CRCM (Certified Regulatory Compliance Manager) or CAMS designation
- Deep knowledge of federal/state banking regulations and AML requirements
- Exceptional analytical skills with attention to detail
- Proven ability to work independently in remote environments
- Advanced proficiency in compliance management software (e.g., OnBase, NICE Actimize)
- Strong written communication skills for policy development and reporting