Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Newark's thriving financial district. We're seeking a dynamic Senior Compliance Officer to design and implement robust compliance frameworks that protect our clients' interests and ensure adherence to federal regulations. This high-impact role offers unparalleled career growth in a Fortune 500 environment with industry-leading benefits and compensation.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with FINRA, SEC, and Federal Reserve regulations
- Conduct high-stakes internal audits and risk assessments for institutional clients
- Lead cross-functional investigations into potential compliance violations
- Deliver executive-level compliance training to senior stakeholders
- Monitor regulatory changes and update compliance protocols proactively
- Collaborate with legal and risk management teams on strategic compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Deep expertise in AML, KYC, and Dodd-Frank regulations
- Proven track record of managing complex compliance investigations
- Exceptional analytical and communication skills
- Experience with compliance automation tools (e.g., RSA Archer, LogicGate)