Job Description
Join our award-winning financial institution as a Remote-Friendly Compliance Officer in Cincinnati, OH. We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our hybrid work environment. Enjoy competitive compensation, comprehensive benefits, and career growth opportunities in a dynamic financial sector.
Why Join Us? • Industry-leading training programs • Flexible remote work options • Collaborative cross-functional teams • Performance-based bonuses • Health & wellness initiatives
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits for financial operations and client interactions
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory updates, AML protocols, and ethical conduct standards
- Collaborate with legal and risk teams to mitigate compliance violations
- Manage regulatory examinations and respond to enforcement inquiries
- Stay current on evolving financial regulations through continuous research
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Professional certifications (CRCM, CAMS, or CCEP) strongly preferred
- Expertise in FINRA rules, SEC regulations, and AML/KYC procedures
- Proven ability to interpret complex regulatory frameworks
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication for reporting and training
- Experience with compliance software (e.g., Adenza, Wolters Kluwer)